RISK CONTROLS
PRE-TRADE PRICE RANGE CHECK
not more than +/- 10% from the primary market’s last traded price.
CAPITAL LIMIT CHECK

Limit on maximum value per order. Hard limit per session at Participant level by notional value per order.

SIZE LIMIT

CHECK

Limit on maximum number of lots per order.  Hard limit per session at Participant level by number of lots per order.

UPTICK RULE

CHECK

Uptick rule check for short sell orders.

CANCEL ON DISCONNECT

In the event that the FIX session becomes disconnected, all open orders on that session will be cancelled. This control is optional and can be disabled.